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UNITED
STATES
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SECURITIES
AND EXCHANGE COMMISSION
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WASHINGTON,
D.C. 20549
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SCHEDULE
13G
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(Rule
13d-102)
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Information
to be Included in Statements Filed Pursuant to § 240.13d-1(b),
(c)
and
(d) and Amendments Thereto Filed Pursuant to §
240.13d-2.
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Under
the Securities Exchange Act of 1934
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(Amendment
No. 1)*
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Kohlberg
Capital Corporation
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(Name
of Issuer)
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Common
Stock, par value $0.01 per share
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(Title
of Class of Securities)
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500233101
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(CUSIP
Number)
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December
31, 2009
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(Date
of Event Which Requires Filing of this
Statement)
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Check the
appropriate box to designate the rule pursuant to which this Schedule is
filed:
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o
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Rule
13d-1(b)
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o
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Rule
13d-1(c)
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x
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Rule
13d-1(d)
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*The remainder of this cover page shall
be filled out for a reporting person’s initial filing on this form with respect
to the subject class of securities, and for any subsequent amendment containing
information which would alter the disclosures provided in a prior cover
page.
The information required in the
remainder of this cover page shall not be deemed to be “filed” for the purpose
of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise
subject to the liabilities of that section of the Act but shall be subject to
all other provisions of the Act (however, see the Notes).
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CUSIP
No. 500233101
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13G
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Page
2 of 5 Pages
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1
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Names
of Reporting Persons
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James
A. Kohlberg
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2
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Check
the Appropriate Box
if
a Member of a Group
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(a)
o
(b)
o
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3
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SEC
Use Only
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4
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Citizenship
or Place
of
Organization
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United
States of America
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Number
of
Shares
Beneficially
Owned
by Each
Reporting
Person
With
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5
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Sole
Voting
Power
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2,080,427
shares
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6
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Shared
Voting
Power
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0
shares
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7
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Sole
Dispositive
Power
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2,080,427
shares
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8
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Shared
Dispositive Power
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0
shares
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9
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Aggregate
Amount Beneficially Owned by Each Reporting Person
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2,080,427
shares
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10
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Check
Box if the Aggregate Amount in Row 9 Excludes Certain Shares
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x
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11
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Percent
of Class Represented by Amount in Row (9)
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9.5%*
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12
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Type
of Reporting Person
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IN
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CUSIP
No. 500233101
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13G
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Page 3
of 5 Pages
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*Based on 21,836,010 shares of Common
Stock outstanding as of July 31, 2009, as reported in the Quarterly Report on
Form 10-Q for the Quarterly Period Ended June 30, 2009 filed by the Issuer on
August 10, 2009.
SCHEDULE
13G
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Item
1(a).
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Name
of Issuer:
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Kohlberg
Capital Corporation
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Item
1(b).
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Address
of Issuer’s Principal Executive
Offices:
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295
Madison Avenue, 6th Floor
New York,
NY 10017
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Item
2(a).
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Name
of Person Filing:
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James A.
Kohlberg
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Item
2(b).
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Address
of Principal Business Office or, if None,
Residence:
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Kohlberg
& Co., L.L.C.
258 High
Street, Suite 100
Palo
Alto, CA 94301
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Item
2(c).
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Citizenship:
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United
States of America
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Item
2(d).
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Title
of Class of Securities:
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Common
Stock
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Item
2(d)
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CUSIP
Number:
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500233101
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Item
3.
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If
this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or
(c), check whether the person filing is
a:
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Not
applicable.
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Item
4.
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Ownership:
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(a)
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Amount
beneficially owned: 2,080,427
shares
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(b)
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Percent
of class: 9.5%
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(c)
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Number
of shares as to which such person
has:
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CUSIP
No. 500233101
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13G
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Page 4
of 5 Pages
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(i)
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Sole
power to vote or to direct the vote: 2,080,427
shares
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(ii)
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Shared
power to vote or to direct the vote: 0
shares
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(iii)
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Sole
power to dispose or to direct the disposition of: 2,080,427
shares
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(iv)
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Shared
power to dispose or to direct the disposition of: 0
shares
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Excludes
264,493 shares of the Issuer’s Common Stock owned by KAT Associates,
LLC. Mr. Kohlberg is a beneficiary under certain trusts that are
members of KAT Associates, LLC and disclaims his beneficial ownership of such
shares except to the extent of his pecuniary interest therein.
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Item
5.
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Ownership
of Five Percent or Less of a Class.
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Not
applicable.
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Item
6.
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Ownership
of More than Five Percent on Behalf of Another
Person.
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Not
applicable.
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Item
7.
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Identification
and Classification of the Subsidiary Which Acquired the Security Being
Reported on By the Parent Holding Company or Control
Person.
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Not
applicable.
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Item
8.
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Identification
and Classification of Members of the
Group.
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Not
applicable.
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Item
9.
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Notice
of Dissolution of Group.
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Not
applicable.
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Item
10.
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Certifications.
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Not
applicable.
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CUSIP
No. 500233101
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13G
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Page 5
of 5 Pages
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SIGNATURE
After reasonable inquiry and to the
best of my knowledge and belief, I certify that the information set forth in
this statement is true, complete and correct.
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February
12, 2010
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/s/ James A. Kohlberg
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James
A. Kohlberg
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