UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
Kohlberg Capital Corporation(1)
(Exact name of registrant as specified in its charter)
Delaware | 20-5951150 | |
(State of incorporation or organization) | (I.R.S. Employer Identification No.) | |
295 Madison Avenue, 6th Floor, New York, New York | 10017 | |
(Address of principal executive offices) | (Zip Code) |
Securities to be registered pursuant to Section 12(b) of the Act:
Title of each class to be so registered |
Name of each exchange on which Each class is to be registered | |
Common Stock, par value $.01 per share | NASDAQ Stock Market LLC | |
_______________________________________ | _______________________________________ | |
_______________________________________ | _______________________________________ |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. x
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. ¨
Securities Act registration statement file number to which this form relates: 333-136714
Securities to be registered pursuant to Section 12(g) of the Act: N/A
(1) | In connection with the offering contemplated by the Securities Act registration statement referred to above, the Registrant, which is currently named Kohlberg Capital, LLC, a Delaware limited liability company, will convert, in accordance with Delaware law, to a Delaware corporation to be named Kohlberg Capital Corporation. |
INFORMATION REQUIRED IN REGISTRATION STATEMENT
Item 1. | Description of Registrants Securities to be Registered. |
A description of the Common Stock to be registered hereunder is set forth in the information provided under Description of Capital Stock in the prospectus which forms a part of the Registration Statement on Form N-2 (File Number 333-136714) filed under the Securities Act of 1933 with the Securities and Exchange Commission on August 18, 2006 (as amended from time to time, the Registration Statement), which information is incorporated herein by reference.
Item 2. | Exhibits. |
Number | Description | |
a | Form of Certificate of Incorporation of Kohlberg Capital Corporation (Incorporated by reference to Exhibit a to the Registration Statement). | |
b | Form of Bylaws of Kohlberg Capital Corporation (Incorporated by reference to Exhibit b to the Registration Statement). | |
d | Form of certificate representing shares of Common Stock, $.01 par value per share, for Kohlberg Capital Corporation (Incorporated by reference to Exhibit d.1 to the Registration Statement). |
SIGNATURE
Pursuant to the requirements of Section l2 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.
KOHLBERG CAPITAL, LLC(1) | ||
By: | /s/ Dayl W. Pearson | |
Name: | Dayl W. Pearson | |
Title: | President and Chief Executive Officer |
Date: December 4, 2006
(1) | In connection with the offering contemplated by the Securities Act registration statement referred to above, the Registrant, which is currently named Kohlberg Capital, LLC, a Delaware limited liability company, will convert, in accordance with Delaware law, to a Delaware corporation to be named Kohlberg Capital Corporation. |