Registration of certain classes of securities 12(b) of the Securities Exchange Act

497

Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497 and the Note to Rule 482(c)

EFFECT

A preliminary proxy statement providing notification matters to be brought to a vote

40-APP/A

Official notification to shareholders of matters to be brought to a vote ("Proxy")

Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497 and the Note to Rule 482(c)

Notification filed by National Securities Exchange to report the removal from listing and registration on a national securities exchange

Report of unscheduled material events or corporate event