SEC Filings

SEC Filings

Filing date Form Description View
4

Statement of changes in beneficial ownership of securities

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4

Statement of changes in beneficial ownership of securities

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4

Statement of changes in beneficial ownership of securities

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10-Q

Quarterly report which provides a continuing view of a company's financial position

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POS 8C

POS 8C    

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8-K

On March 29, 2018, the board of directors (the “Board”) of KCAP Financial, Inc. (the “Company”), including a “required majority” (as such term is defined in Section 57(o) of the Investment Company Act of 1940 (the “1940 Act”)) of the Board, approved the modified asset coverage requirements set forth in Section 61(a)(2) of the 1940 Act, as amended by the Small Business Credit Availability Act. As a result, the Company’s asset coverage requirements for senior securities will be changed from 200% to 150%, effective as of March 29, 2019.

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DEF 14A

Official notification to shareholders of matters to be brought to a vote ("Proxy")

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DEFA14A

Additional proxy soliciting materials - definitive

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8-K

Report of unscheduled material events or corporate event

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10-K

Annual report which provides a comprehensive overview of the company for the past year

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