Statement of changes in beneficial ownership of securities

Statement of changes in beneficial ownership of securities

Quarterly report which provides a continuing view of a company's financial position

POS 8C    

On March 29, 2018, the board of directors (the “Board”) of KCAP Financial, Inc. (the “Company”), including a “required majority” (as such term is defined in Section 57(o) of the Investment Company Act of 1940 (the “1940 Act”)) of the Board, approved the modified asset coverage requirements set forth in Section 61(a)(2) of the 1940 Act, as amended by the Small Business Credit Availability Act. As a result, the Company’s asset coverage requirements for senior securities will be changed from 200% to 150%, effective as of March 29, 2019.

Official notification to shareholders of matters to be brought to a vote ("Proxy")

Additional proxy soliciting materials - definitive

Report of unscheduled material events or corporate event

Annual report which provides a comprehensive overview of the company for the past year

Notice by closed-end investment companies of intention to call or redeem their own securities